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The Personnel Commission of the Los Angeles Community College District (LACCD) is currently recruiting for an ADA ComplianceOfficer An ADA Compliance Officer develops, implements, and evaluates policies, procedures, and standards for the effective administration of a comprehe...
ComplianceOfficer The candidate's duties include: Conduct a company-wide Compliance risk assessment on an annual basis and plan and execute improved processes as needed; Develop, initiate and maintain policies and procedures for Compliance program to prevent illegal, unethical,...
Senior Vice President Chief ComplianceOfficer Duties: Creation and revision of Compliance program policies under the direction of the Chief ComplianceOfficer in accordance with the seven recognized elements of an effective Compliance program. Evaluation of periodic risk asse...
Jan 30,2016
USA-NY-New York City
Global Chief Compliance Officer- Broker Dealer
Global Chief Compliance Officer- Broker Dealer
The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/
Dec 14,2020
USA-VA-Arlington
VP Chief Compliance Officer
\n\n\u003cstrong\u003eJob Description\u003c/strong\u003e\n\u003cp\u003e\u003cstrong\u003eJob Summary\u003c/strong\u003e \u003cbr /\u003e\u003cbr /\u003eThe VP, Chief Compliance Officer, is responsible for leading the compliance, privacy and network integrity functions within the Company organization