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Compliance Officer Jobs

12 matches | 1 - 12 displayed
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date  location  job detail
Sep 08,18 Boston Massachusetts United States Chief Compliance Officer (Based in NY or Boston)
Sponsored Job  
Looking for senior Compliance professional with 10 plus years of experience at a complex organization.  Preference for those who have worked at insurance or employee benefits firms.  The ideal candidate will have leadership qualities as they will be interfacing with senior mana...
Sep 08,18 New York City New York United States Chief Compliance Officer (Based in NY or Boston)
Sponsored Job  
Looking for senior Compliance professional with 10 plus years of experience at a complex organization.  Preference for those who have worked at insurance or employee benefits firms.  The ideal candidate will have leadership qualities as they will be interfacing with senior mana...
Sep 08,18 Appleton, WI, United States Compliance Officer, Credit Union
Sponsored Job  
Thrivent Financial
Compliance Officer Credit Union The candidate maintains, implements, and develops, as necessary, a comprehensive Compliance program designed to ensure that the activities of a federally chartered financial institution comply with all applicable federal and state laws, regulatio...
Jan 30,2016 USA-NY-New York City Global Chief Compliance Officer- Broker Dealer
Global Chief Compliance Officer- Broker Dealer
The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/
12 matches | 1 - 12 displayed
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