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Compliance Officer Jobs

14 matches | 1 - 14 displayed    1    date  location  job detail Jul 10,18 Brewer, ME, United States Compliance Officer Sponsored Job   Eastern Maine Healthcare Systems (EMHS) Compliance Officer The candidate serves as a role model for compliant behavior consistent with the EMHS Mission, Vision and Values. Demonstrates excellent written and verbal communication skills. Builds and maintains credibility and collaborative working relationships with compl... Jul 10,18 Scottsdale, AZ, United States General Counsel - Compliance Officer Sponsored Job   Trajan Wealth L.L.C. General Counsel Compliance Officer Responsibilities: Provide leadership, strategic direction and oversight of the Legal and Compliance function. Drive a culture of Compliance throughout the business. Develop and implement organizational policies and procedures. Monitor and rev... Jul 10,18 Danvers, MA, United States Chief Compliance Officer / Corporate Counsel Sponsored Job   ABIOMED, Inc. Chief Compliance Officer Corporate Counsel The candidate will ensure organizational Compliance with laws, industry requirements and Company policies to build a culture of Compliance that is woven into the fabric of the organization, at all levels, across all geographies, and... Jan 30,2016 USA-NY-New York City Global Chief Compliance Officer- Broker Dealer Global Chief Compliance Officer- Broker Dealer The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/ Jan 27,2018 USA-NY-New York City PED Compliance Officer / Attorney PED Compliance Officer / Attorney The candidate must have excellent academic credentials. Jan 27,2018 USA-NY-New York City Regulatory Inquiries Compliance Officer Regulatory Inquiries Compliance Officer The candidate will work under the direction of the CCO(s) and the Firm?s Legal Department to handle internal regulatory filings and perform administrative due diligence related to inquiries and examinations. Will submit accurate, complete and timely responses Feb 12,2018 USA-NY-New York City Compliance Officer Compliance Officer The candidate should be experienced Analyst/Associate. Mar 22,2018 USA-NY-New York City Associate / Vp Commodities Compliance Officer Associate / VP Commodities Compliance Officer The candidate must have excellent academic credentials. Mar 01,2018 USA-NY-New York City Securities Compliance Officer / White Collar Criminal Litigation Attorney Securities Compliance Officer / White Collar Criminal Litigation Attorney The candidate will provide day to day advice to the firm?s investments professionals to ensure compliance with applicable law and regulations. Should have 4+ years of current relevant experience with a big firm or top tier bo Mar 18,2018 USA-NY-New York City Senior Compliance Officer Senior Compliance Officer The candidate work in Major Financial Institution. Mar 20,2018 USA-CO-Denver Gdpr Compliance Attorney/officer GDPR Compliance Attorney/Officer The candidate should preferably have 20+ years of experience. Duties will include auditing and identifying potential issues. Expertise in GDPR EU regulations, FCPA, and/or data protection is required. Jul 06,2018 USA-NY-New York City Chief Compliance Officer (Based in NY or Boston) - USA-NY-New York City Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man Jul 06,2018 USA-MA-Boston Chief Compliance Officer (Based in NY or Boston) - USA-MA-Boston Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man Jun 20,2018 USA-NY-New York City ATTORNEY/ COMPLIANCE OFFICER for Global Investment Management Firm hide this posting ATTORNEY/ COMPLIANCE OFFICER for Global Investment Management Firm hide this posting The Bachrach Group ? New York NY Job #688740866 Attorney/ Compliance Officer for Global Investment Management Firm hide this posting An experienced Compliance Officer to support and assist the National Head of Risk Jun 28,2018 USA-NY-New York City Compliance Officer About Our ClientInvestment management firm that employs some of the most talented traders in the market, executing a diverse range of strategies. It is the most active participant in a number of exchange-traded products, contributing significant liquidity to both European and US markets. The company Jun 29,2018 USA-NY-New York City Compliance Officer Compliance Officer Page Group ? New York NY Job #693975975 The role is likely to suit a compliance professional whom has experience related to proprietary trading and/or market making and is looking to develop further within a growing organisation. Experience dealing with regulators is highly prefer Jul 04,2018 USA-TX-Houston COMPLIANCE OFFICER/ATTORNEY \u003cp\u003e\u003cstrong\u003e\u003c/strong\u003eWe are conducting an exclusive search for our long-standing energy client who is seeking a\u003cstrong\u003e COMPLIANCE OFFICER/ATTORNEY \u003c/strong\u003ewith a minimum of 5 years experience for its Houston office.  Our energy client is an interna 14 matches | 1 - 14 displayed    1

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